Turnkey Digital Platform of Emerging Alternative Funds
4Alts has economized structuring and managing a fund for small and early stage alternative asset managers and investors.
About Us
An opportunity exists in the market to bridge the gap between investors hungry for alpha and alternative asset managers that can produce higher alpha by more efficiently delivering niche, emerging strategies to a wider range of investors in a more risk- controlled environment.
4Alts is an emerging manager alternative asset platform focused on providing fund solutions to both investors and managers. 4Alts was founded by a team of experienced managed account professionals who witnessed firsthand the market demand for efficient, less costly and more risk-controlled access to alpha from emerging strategies.
Investor Benefits
- Access to pre-vetted niche, higher alpha emerging managers
- Low investment minimums with the benefit of scale from commingled structure to lower costs
- Independent third party fiduciary control of assets and daily risk and investment guideline monitoring
- Turn-key solution for investing in one or building a portfolio of managers with only one subscription process
Manager Benefits
- Low-cost, efficient and accelerated fund vehicle structuring (Managed accounts, Commingled or Funds of One)
- Ability to aggregate multiple investors while trading only one pool of assets
- Distribution focused platform to assist the managers in growing their strategy
- Even at start up, the manager can leverage the institutional quality infrastructure of 4Alts
- Fee transparency – No hidden costs
Services
Initial Structuring
Initial Structuring
Initial Structuring
- Fund structuring solutions for managed accounts, commingled and funds of one
- Bank and FCM/Prime/ISDA account openings
- Administration, legal and audit contracting
- Client onboarding
- Online portal customization
Ongoing
Initial Structuring
Initial Structuring
- Interactive client portal (White labeling available)
- Daily risk monitoring
- Client reporting
- Vendor management
- Cash movements
- Counterparty risk management
- Annual audit and tax reporting
- Distribution
Advisory
Initial Structuring
Advisory
- Manager selection
- Portfolio construction
- Compliance
- Drafting Policies and Procedures
- Registrations and regulatory filings
- Legal advisory
Our Team
John Klimek
John Klimek
John Klimek
- 30+ years of corporate and securities law experience, both in private practice and in-house, specializing in alternative investments.
- Served as executive, general counsel and chief compliance officer of SEC registered managed account platform provider.
- Established UCITS and qualified investor platform in Dublin.
Paul Sylvia
John Klimek
John Klimek
- 20+ years of financial industry experience, primarily in hedge funds, with a focus on managed account risk management, manager due diligence and portfolio management.
- 5 years of institutional investment consulting to corporate defined benefit, defined contribution and foundations and endowments.
Jerry Happ
John Klimek
Jerry Happ
- 20+ years of financial industry experience, primarily with managed accounts hedge funds platform providers, with a focus on operations and investment infrastructure.
- 10 years of international experience on a variety of fund structures (UCITS, Cayman segregated portfolios, unit trusts, Irish ICAV) and the related change management due to changing regulations (e.g. Dodd-Frank, Volcker, AIFMD, MiFID)
Our Partners
